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Assessing the performance of tree trenches and tree boxes includes assessing the functionality of the BMP in terms of water and/or pollutant removal and assessing the performance of trees. Both are discussed on this page.
Tree trenches with underdrains are designed to retain solids and associated pollutants by filtering. A typical method for assessing the performance of of BMPs with underdrains is therefore measuring and comparing pollutant concentrations at the influent and effluent. BMPs without underdrains are more difficult to assess, although considering only potential impacts to surface waters, a properly functioning infiltration system is considered to be highly performing.
An online manual for assessing BMP treatment performance was developed in 2010 by Andrew Erickson, Peter Weiss, and John Gulliver from the University of Minnesota and St. Anthony Falls Hydraulic Laboratory. The manual advises on a four-level process to assess the performance of a Best Management Practice.
Level 1 activities do not produce numerical performance data that could be used to obtain a stormwater management credit (stormwater credit). BMP owners and operators who are interested in using data obtained from Levels 2 and 3 should consult with the MPCA or other regulatory agency to determine if the results are appropriate for credit calculations. Level 4, monitoring, is the method most frequently used for assessment of the performance of a BMP.
Use these links to obtain detailed information on the following topics related to BMP performance monitoring:
Additional information on designing a monitoring network and performing field monitoring are found at this link.
The health of an urban, suburban, rural, or natural forest is rarely limited to individual species. An assessment of forest health should be related to both the individual tree and the collection of trees, including interactions between trees.
Many metrics and methods have been developed for assessment of individual tree health. The concept of “resilience” at the individual and canopy levels is the core of the assessment tools. The majority of these evaluative methods and metrics focus on the response of the individual or evaluative unit to a disturbance regime to quantify the “resilience.” The type and capacity of response to the given disturbance and the time it takes to return to the initial qualitative equilibrium state indicate the overall resilience to the disturbance or pressure. Eichorn and Roskams (2013) cite various sources indicating that this return to “equilibrium” is not always return to the initial state, stating that, “open systems will reorganize at critical points of instability.” Determining the critical thresholds for certain pressures, disturbances, and changes the system or individual can tolerate before it cannot recover provides a proxy for tree and forest health.
The resilience of the tree individuals and canopy is often difficult to quantify directly for multiple pressures. Rather, indirect measures are often employed for inventory and monitoring of tree health. Measurements and metrics can also be taken both directly (e.g. assessing growth rings from a core) and indirectly (e.g. remote sensing of canopy leaf area). Direct and indirect methodologies are discussed and compared below. It is suggested that the base of monitoring, evaluation, and correlation of forest health be that of overall forest resilience, rather than individual tree health. The foundation of the assessment focuses on the health of the individual as a component of the collection of individuals in the forest canopy. Eichhorn and Roskams (2013) suggest using two levels of monitoring and implementation:
These levels are not distinct in their interactions and the information gained at each level can inform the interactions and information at the other level. Interactions at each of these levels may also be correlated with and inform forest health and interactions at the national or global scale. We suggest future strategies and policy efforts to standardize, create, and implement a larger national, and possibly global, forest assessment tool for monitoring, assessing, and evaluating the health of our forest. Per the International Co-operative Programme on Assessment and Monitoring of Air Pollution Effects on Forests, implementation within the MPCA tree monitoring focuses on the following objectives of Minnesota tree condition monitoring, as a subset of the national and global forest system (Eichorn and Roskams (2013):
The methodologies presented hereafter focus on these objects in order to establish a framework for a comprehensive tree monitoring system that can be added to as new methodologies and assessment tools emerge.
Assessment of tree and forest health can be measured directly or indirectly at either the Level 1 (overall forest) or Level 2 (individual or stand) scales. Indicators of tree condition found in monitoring efforts may be assessed via qualitative and quantitative methods for assessing morphology and architecture (canopy, trunk, fruit, roots, etc.), forest composition, biotic/abiotic agents, growth rate, and age. Eichhorn and Roskams (2013) give an overview of indicators of tree health that may be focused on within a monitoring program at both Level 1 and Level 2, and the targeted areas for assessment and evaluation. A summary of variables they suggest as indicators of tree condition is presented below.
The proposed MPCA tree and forest monitoring system and protocol presented hereafter focuses mainly on direct measurements of individual trees at a Level 1 scale, as a proxy for Level 2 interactions, using the Eichhorn-Roskams (2013) methodology described above.
Direct measurement methods typically employ tree architecture and morphology as a measure and indicator of tree health. The measurements are broken down by foliation (defoliation) of the upper crown/canopy, apical shoot architecture, and fructification. The following table breaks down the areas of evaluation and assessment within each category of tree area.
Qualitative and quantitative evaluation and assessment of trees, by area of tree.
Link to this table.
|Area of tree||Qualitative and quantitative evaluation and assessment|
|Foliage||Leaves, related to ability of tree to capture light for metabolic processes (photosynthesis), particularly noting:
|Apical shoots and overall tree architecture and morphology||
|Fructification||Fruit production, as an indicator of reproductive success and health, infection or stress-related response
This section provides a recommended monitoring (assessment) protocol. The goal of monitoring is to identify issues or concerns that require a response. Responses to monitoring findings are presented in the Operation and maintenance of tree trenches and tree boxes section of this Manual. Specific troubleshooting responses are presented in a table. This series of responses is mainly on a Level 1, or individual basis, with limited Level 2 assessment suggested via remote sensing technologies. The collection, interpretation, and response to the larger forest (Level 2) health requires collection and collaboration of results between individuals. Large-scale comparative and predictive metrics and an ecosystem-scale assessment system is suggested for future investigation to provide a standardized system for collection and comparison of Level 1 monitoring information.
Annual tree monitoring is suggested for the crown and apical shoots (all above-ground structures). It is suggested that this could be performed with rapid assessment tools by citizens’ monitoring programs, watersheds, municipalities, or other groups. Standardization of the monitoring information collected, date of collection, procedure for collection, and reporting of monitoring for comparison of results between individuals and over larger areas is suggested. Roman et al. (2013) provide a discussion of common practices and challenges for local urban tree monitoring programs.
Two points should be established and noted on a map or, preferably, a GPS (Global Positioning System) device for consistent results collection. One point (Point A) should be directly underneath the tree for assessment of leaf area coverage and canopy diameter. The second point (Point B) provides quantitative and qualitative results of tree height and vertical leaf coverage, and is suggested to be at least 50 feet from trunk to provide a fixed location for consistent evaluation as the tree grows. A GIS (Geographic Information System) coverage and GPS-based system would aid in consistent evaluation and database assembly for large-scale evaluation and monitoring assessment and responses. Leaf and other tree debris can also be evaluated at any location underneath and surrounding the tree for gathering additional information regarding tree illness, injury, or stress responses.
Information gathered should be assembled into a standard format. The information gathered focuses on the above-ground portion of the tree and surface root presence on an individual/single-tree basis as the standard unit of measurement.
Please note: fructification can give ambiguous indications of overall health, and it should not be used as an independent indication of tree health. Fructification can be used in conjunction with the above-ground structural assessment as a component of the Level 1 (individual or stand) monitoring, but will be more effective as a Level 2 (larger-scale forest assessment) to indicate ecosystem-wide response to stressors, such as insect invasion and long-term drought or reduced soil moisture availability.
Level 1 Tree Monitoring focuses on the individual or small unit of individual trees for a field-based assessment tool. This program allows for increased ability to be performed by a layperson or expert, but does not utilize less-accessible programs and methods such as GIS-based or model-based systems that would be more useful at a Level 2 analysis. Other methodologies – electrical conductivity within sap, chlorophyll fluorescence, glucose presence - for Level 1 monitoring were encountered in the literature review, but the tools and/or knowledge required to perform the analyses or monitoring or the detailed level of information gather were prohibitive for generalized use in this level of monitoring program (Martinez-Trinidad, et al. 2010). It is suggested that this monitoring methodology be standardized in a rapid assessment form for data collection and comparison throughout Minnesota to better perform the Level 2 analyses and provide a greater degree of statistical confidence in results due to standardized methodology.
This assessment includes the leaves and leaf structures and/or needles in the tree. Take a photo from Location A and B that captures the extent of the foliage. Take multiple images if necessary, indicating the general direction of view. Complete the following assessment of the canopy, providing additional information of photo-documentation where appropriate.
Assessing the tree canopy and above-ground structures. Take a photo from Location A and B that captures the extent of the foliage. Take multiple images if necessary, indicating the general direction of view. Complete the following assessment of the canopy, providing additional information of photo-documentation where appropriate.
Link to this table.
|Defoliation: a relative amount of needles or leaves are missing from the canopy as compared to a reference tree.|
|Is there any level of defoliation noted?||
|If defoliation is present, estimate the percent defoliation|
|Describe the location, relative area (ft2) of the defoliation, percent canopy/leaf loss (% of whole area), and any other notable information regarding each defoliation area noted from visual assessment at Locations A and B. Take photographs as necessary, noting the general direction of view.|
|Apical Shoot Architecture: the architecture of the most recent growth of branches in the canopy where the majority of leaves are located and arranged. Answer all of the following questions when examining the apical shoot architecture from Locations A and B and then rate the tree using the Apical shoot scoring system for the Apical Shoot Architecture.|
|What is the estimated length of a typical apical shoot (inches)?|
|Are the upper-most apical shoots alive, as indicated by color and twig turgor pressure (e.g. not dried and brittle in appearance)?||
|What is the color of the typical apical shoot?||
___ Light brown
|Is there any presence of the following in the apical branch growth? Mark all that apply, and indicate general location of the noted issues.||
___ spear-shaped twigs
|Describe any of the noted issues.|
|Fructification: the fruits and fruiting bodies of trees can indicate much about the health or lack thereof of the individual. Answer all of the following, per the Fructification scoring system.|
|Is fruit present on the tree? Only note the presence of new fruit from this year, and not “old” fruit from the previous year, as would be distinguished as wrinkled or shriveled in appearance.||
|Describe the location, relative area covered, and any other notable information regarding the fruiting from Locations A and B. Please take photographs as necessary, noting the general direction of view.|
|Roots: the majority of the root system should be below ground and relatively difficult to assess and monitor, however, the presence and effects of circling/girdling roots may provide symptoms in tree morphology. Answer all of the following.|
|Is there a lack of branching or a flat side observed on the tree, or are there any girdling roots observed around the main trunk at or above the soil surface? Note the presence of these features that would indicate root-related issues.||
|Describe the location and any other notable information regarding the presence of roots above ground from Locations A and B. Take photographs as necessary, noting the general direction of view.|
These pressures are witnessed by signs (direct evidence of a damaging factor) and symptoms (indirect results or evidence of the damaging factor (e.g. leaf proliferation following a windstorm)) of tree health due to biotic and abiotic (environmental) influences. Assess the following damages due to biotic and abiotic factors using the following questions and the Signs and symptoms scoring table and the Symptoms and specification table.
The distance between individual canopies can provide positive and negative aspects to tree health. Some positive aspects of canopies being in close proximity to their neighbors is collective support from wind and other abiotic factors, whereas some negative aspects are increased disease transmissivity, shading, and competition for finite moisture and other resources.
Larger-scale monitoring is difficult to assess with standard assessment tools. Large-scale monitoring of crown coverage can be performed by remote sensing methods. These methods include utilizing National Land Cover Data (NCLD) analyses, high resolution land cover gained from satellite and/or aerial sourced-photography that is interpreted by pattern for land cover, and aerial photography (Eichhorn and Roskams 2013; USDA USFS Northern Research Station (Date Unknown)). These digital models are better adapted for these large scale monitoring efforts, using base data acquired in Level 1 Monitoring in conjunction with climatic inputs, aerial imagery, and other remotely-sensed data that might not be otherwise available or useful at a site or individual scale or level of monitoring. An effective monitoring and overall assessment of a Level 2 scale system was performed for Los Angeles using USFS iTree software, examining and assessing not only the forest health for 30+ years, but the additional impacts and ecosystem services related to the urban forest on the health of the resident population (McPherson, et al. 2011). The application of this protocol to potential Level 2 monitoring by the MPCA warrants further investigation and implementation into monitoring protocol, data assembly, interpretation, trend analysis, composition assessment, resilience analysis, and resource allocation and prioritization.
Several free programs exist to assist in collecting and interpreting the results of Level 2 forest analyses, including Growth Simulator SILVA (Technische Universitat Munchen, Germany), FVS (USFS), TIPSY (BC CANADA Ministry of Forests, Lands, and Natural Resource Operations), and iTree (USFS). iTree is a free program with a number of sub-programs that has been generated by the US Forest Service (USFS) to assist in the measurement of a number of tree-related inputs such as evapotranspiration, canopy intereception, water use, carbon sequestration, and other factors. iTree Canopy is suggested for potential use in this Level 2 analysis due to the relative ease of inputs and availability of data required, as it is based on the Google maps imagery which is updated frequently and reflects current patterns using a relatively high-resolution satellite image source. This program may provide a standardized base of comparison and interpretation of results of Level 1 assessments to provide assessment and guidance for Level 2 monitoring, pattern and trend analysis, and large-scale responses by scientists, policy-makers, government officials, and citizens alike.
The following pages address incorporation of trees into stormwater management under paved surfaces
Links to pages discussing assessment of other BMPs can be found at this page.