Calculating credits for infiltration

Recommended pollutant removal efficiencies, in percent, for infiltration BMPs. Sources. TSS=total suspended solids; TP=total phosphorus; PP=particulate phosphorus; DP=dissolved phosphorus; TN=total nitrogen
TSS	TP	PP	DP	TN	Metals	Bacteria	Hydrocarbons
Pollutant removal is 100 percent for the volume that is captured and infiltrated

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Warning: Models are often selected to calculate credits. The model selected depends on your objectives. For compliance with the Construction Stormwater permit, the model must be based on the assumption that an instantaneous volume is captured by the BMP.

Green Infrastructure: Infiltration practices can be an important tool for retention and detention of stormwater runoff and treatment of pollutants in stormwater runoff. If the practice utilizes vegetation, additional benefits may include cleaner air, carbon sequestration, improved biological habitat, and aesthetic value.

Credit refers to the quantity of stormwater or pollutant reduction achieved either by an individual best management practice (BMP) or cumulatively with multiple BMPs. Stormwater credits are a tool for local stormwater authorities who are interested in

• providing incentives to site developers to encourage the preservation of natural areas and the reduction of the volume of stormwater runoff being conveyed to a best management practice (BMP);
• complying with permit requirements, including antidegradation (see Construction permit; Municipal (MS4) permit);
• meeting the MIDS performance goal; or
• meeting or complying with water quality objectives, including total maximum daily load (TMDL) wasteload allocations (WLAs).

This page provides a discussion of how infiltration practices can achieve stormwater credits. Infiltration practices include infiltration basins, infiltration trenches (including dry wells), and underground infiltration systems. The discussion does not include bioinfiltration and permeable pavement systems, unless specifically mentioned. To view the credit articles for other BMPs, see the Related pages section.

Overview

Schematic showing an infiltration basin. Note that inflow into the practice has undergone pretreatment. Once the infiltration basin is filled, water bypasses rather than enters the practice.

Infiltration practices are designed to capture, store, and infiltrate stormwater runoff. They rely on naturally permeable soils to fully infiltrate the designed * Water Quality Volume (V_WQ). These are typically off-line practices utilizing an emergency spillway or outlet structure to capture the volume of stormwater runoff for which the practice is designed. Volumes that exceed the rate or volume of the infiltration practice are allowed to bypass the BMP.

Pollutant removal mechanisms

Infiltration practices reduce stormwater volume and pollutant loads through infiltration of the stormwater runoff into the native soil. Infiltration practices also can remove a wide variety of stormwater pollutants through secondary removal mechanisms including filtration, biological uptake, and soil adsorption through plantings and soil media (WEF Design of Urban Stormwater Controls, 2012). See Other Pollutants, for a complete list of other pollutants addressed by infiltration practices.

Location in the treatment train

Stormwater treatment trains are comprised of multiple Best Management Practices that work together to minimize the volume of stormwater runoff, remove pollutants, and reduce the rate of stormwater runoff being discharged to Minnesota wetlands, lakes and streams. Because infiltration practices are designed to be off-line, they may either be located at the end of the treatment train, or used as off-line configurations to divert the water quality volume from the on-line system.

Methodology for calculating credits

This section describes the basic concepts and equations used to calculate credits for volume, Total Suspended Solids (TSS) and Total Phosphorus (TP). Specific methods for calculating credits are discussed later in this article. Infiltration practices are also effective at reducing concentrations of other pollutants including nitrogen, metals, bacteria, and hydrocarbons. This article does not provide information on calculating credits for pollutants other than TSS and TP, but references are provided that may be useful for calculating credits for other pollutants.

Assumptions and approach

In developing the credit calculations, it is assumed the infiltration practice is properly designed, constructed, and maintained in accordance with the Minnesota Stormwater Manual. If any of these assumptions is not valid, the BMP may not qualify for credits or credits should be reduced based on reduced ability of the BMP to achieve volume or pollutant reductions. For guidance on design, construction, and maintenance, see the appropriate article within the infiltration basin or infiltration trench sections of the Manual. Because of their high susceptibility of failure due to clogging, pretreatment is REQUIRED in all infiltration designs.

Warning: Pretreatment is required for all infiltration practices

In the following discussion, the Water Quality Volume (V_WQ) is delivered instantaneously to the BMP. V_WQ is stored as water ponded above the soil or engineered media and below the overflow elevation. V_WQ can vary depending on the stormwater management objective(s). For construction stormwater, V_WQ is 1 inch off new impervious surface. For MIDS, V_WQ is 1.1 inches.

In reality, some water will infiltrate through the bottom and sidewalls of the BMP as a rain event proceeds. The instantaneous volume method therefore may underestimate actual volume and pollutant losses.

The approach in the following sections is based on the following general design considerations:

• Credit calculations presented in this article are for both event and annual volume and pollutant load removals.
• Stormwater volume credit equates to the volume of runoff that will ultimately be infiltrated into the soil subgrade.
• TSS and TP credits are achieved for the volume of runoff that is infiltrated.

Volume Credit Calculations

Schematic showing terms used in calculating volume credits for an infiltration basin.

Volume credits are calculated based on the capacity of the BMP and its ability to permanently remove stormwater runoff via infiltration into the underlying soil from the existing stormwater collection system. These credits are assumed to be instantaneous values entirely based on the capacity of the BMP to capture, store, and transmit water in any storm event. Because the volume is calculated as an instantaneous volume, the water quality volume (V_WQ) is assumed to pond below the overflow elevation and above the bioretention media. This entire volume is assumed to infiltrate through the bottom of the BMP. The volume credit (V_infb) for infiltration through the bottom of the BMP into the underlying soil, in cubic feet, is given by

\( V_{inf_b} = D_o\ (A_O + A_M)\ / 2 \)

where

A_O is the overflow surface area of the bioretention system, in square feet;

A_M is the area at the surface of the media, in square feet; and

D_o is the ponded depth with the BMP, in feet.

If native soils are used rather than engineered media, the term A_M may be substituted by A_B, as shown in the above schematic and in the schematics for the MIDS calculator. To comply with the Construction Stormwater General Permit, V_WQ must infiltrate within 48 hours (24 hours is recommended if discharges are to a trout stream).

Some of the V_WQ will be lost to evapotranspiration rather than all being lost to infiltration. In terms of a water quantity credit, this differentiation is unimportant, but it may be important if attempting to calculate actual infiltration into the underlying soil.

The annual volume captured and infiltrated by the BMP can be determined with appropriate modeling tools, including the MIDS calculator. Example values are shown below for a scenario using the MIDS calculator. For example, a permeable pavement system designed to capture 1 inch of runoff from impervious surfaces will capture 89 percent of annual runoff from a site with B (SM) soils.

Annual volume, expressed as a percent of annual runoff, treated by a BMP as a function of soil and Water Quality Volume. See footnote¹ for how these were determined.
Link to this table

Soil	Water quality volume (VWQ) (inches)
	0.5	0.75	1.00	1.25	1.50
A (GW)	84	92	96	98	99
A (SP)	75	86	92	95	97
B (SM)	68	81	89	93	95
B (MH)	65	78	86	91	94
C	63	76	85	90	93

¹Values were determined using the MIDS calculator. BMPs were sized to exactly meet the water quality volume for a 2 acre site with 1 acre of impervious, 1 acre of forested land, and annual rainfall of 31.9 inches.

Total suspended solid (TSS) calculations

Pollutant removal for infiltrated water is assumed to be 100 percent. The mass of pollutant removed through infiltration, M_TSSi in pounds, is given by

\( M_{TSS_i} = 0.0000624\ V_{inf_b}\ EMC_{TSS} \)

where

• V_infb is the volume of water infiltrated, in cubic feet; and
• EMC_TSS is the event mean TSS concentration in runoff water entering the BMP (milligrams per liter).

The EMC_TSS entering the BMP is a function of the contributing land use and treatment by upstream tributary BMPs. For more information on EMC values for TSS, link here. The above calculation may be applied on an annual basis and is given by

\( M_{TSS_f} = 2.72\ F\ V_{annual}\ EMC_{TSS} \)

where

V_annual is the annual volume treated by the BMP, in acre-feet.

The annual volume captured and infiltrated by the BMP can be determined with appropriate modeling tools, including the MIDS calculator.

Total phosphorus credit calculations

Pollutant removal for infiltrated water is assumed to be 100 percent. The mass of pollutant removed through infiltration, in pounds, is given by

\( M_{TP_i} = 0.0000624\ V_{inf_b}\ EMC_{TP} \)

where

EMC_TP is the event mean TP concentration in runoff water entering the BMP (milligrams per liter).

The EMC_TP entering the BMP is a function of the contributing land use and treatment by upstream tributary BMPs. The above calculation may be applied on an annual basis and is given by

\( M_{TP_f} = 2.72\ V_{annual}\ EMC_{TP} \)

where

V_annual is the annual volume treated by the BMP, in acre-feet.

Methods for calculating credits

This section provides specific information on generating and calculating credits from infiltration practices for volume, TSS and TP. Stormwater runoff volume and pollution reductions (“credits”) may be calculated using one of the following methods:

1. Quantifying volume and pollution reductions based on accepted hydrologic/hydraulic models
2. The Simple Method and MPCA Estimator
3. MIDS Calculator
4. Quantifying volume and pollution reductions based on values reported in literature
5. Quantifying volume and pollution reductions based on field monitoring

Credits based on models

Warning: The model selected depends on your objectives. For compliance with the Construction Stormwater permit, the model must be based on the assumption that an instantaneous volume is captured by the BMP.

Users may opt to use a water quality model or calculator to compute volume, TSS and/or TP pollutant removal for the purpose of determining credits for infiltration practices. The available models described in the following sections are commonly used by water resource professionals, but are not explicitly endorsed or required by the Minnesota Pollution Control Agency. Furthermore, many of the models listed below cannot be used to determine compliance with the Construction Stormwater General permit since the permit requires the water quality volume to be calculated as an instantaneous volume.

Use of models or calculators for the purpose of computing pollutant removal credits should be supported by detailed documentation, including:

1. Model name and version
2. Date of analysis
3. Person or organization conducting analysis
4. Detailed summary of input data
5. Calibration and verification information
6. Detailed summary of output data

The following table lists water quantity and water quality models that are commonly used by water resource professionals to predict the hydrologic, hydraulic, and/or pollutant removal capabilities of a single or multiple stormwater BMPs. The table can be used to guide a user in selecting the most appropriate model for computing volume, TSS, and/or TP removal for biofiltration BMPs. Sort the table by Infiltrator BMPs to identify BMPs that may include infiltration practices.

Comparison of stormwater models and calculators. Additional information and descriptions for some of the models listed in this table can be found at this link. Note that the Construction Stormwater General Permit requires the water quality volume to be calculated as an instantaneous volume, meaning several of these models cannot be used to determine compliance with the permit.
Link to this table
Access this table as a Microsoft Word document: File:Stormwater Model and Calculator Comparisons table.docx.

Model name	BMP Category						Assess TP removal?	Assess TSS removal?	Assess volume reduction?	Comments
	Constructed basin BMPs	Filter BMPs	Infiltrator BMPs	Swale or strip BMPs	Reuse	Manu- factured devices
Center for Neighborhood Technology Green Values National Stormwater Management Calculator	X	X	X		X		No	No	Yes	Does not compute volume reduction for some BMPs, including cisterns and tree trenches.
CivilStorm							Yes	Yes	Yes	CivilStorm has an engineering library with many different types of BMPs to choose from. This list changes as new information becomes available.
EPA National Stormwater Calculator	X		X		X		No	No	Yes	Primary purpose is to assess reductions in stormwater volume.
EPA SWMM	X		X		X		Yes	Yes	Yes	User defines parameter that can be used to simulate generalized constituents.
HydroCAD	X		X	X			No	No	Yes	Will assess hydraulics, volumes, and pollutant loading, but not pollutant reduction.
infoSWMM	X		X		X		Yes	Yes	Yes	User defines parameter that can be used to simulate generalized constituents.
infoWorks ICM	X	X	X	X			Yes	Yes	Yes
i-Tree-Hydro			X				No	No	Yes	Includes simple calculator for rain gardens.
i-Tree-Streets							No	No	Yes	Computes volume reduction for trees, only.
LSPC	X		X	X			Yes	Yes	Yes	Though developed for HSPF, the USEPA BMP Web Toolkit can be used with LSPC to model structural BMPs such as detention basins, or infiltration BMPs that represent source control facilities, which capture runoff from small impervious areas (e.g., parking lots or rooftops).
MapShed	X	X	X	X			Yes	Yes	Yes	Region-specific input data not available for Minnesota but user can create this data for any region.
MCWD/MWMO Stormwater Reuse Calculator					X		Yes	No	Yes	Computes storage volume for stormwater reuse systems
Metropolitan Council Stormwater Reuse Guide Excel Spreadsheet					X		No	No	Yes	Computes storage volume for stormwater reuse systems. Uses 30-year precipitation data specific to Twin Cites region of Minnesota.
MIDS Calculator	X	X	X	X	X	X	Yes	Yes	Yes	Includes user-defined feature that can be used for manufactured devices and other BMPs.
MIKE URBAN (SWMM or MOUSE)	X		X		X		Yes	Yes	Yes	User defines parameter that can be used to simulate generalized constituents.
P8	X		X	X		X	Yes	Yes	Yes
PCSWMM	X		X		X		Yes	Yes	Yes	User defines parameter that can be used to simulate generalized constituents.
PLOAD	X	X	X	X		X	Yes	Yes	No	User-defined practices with user-specified removal percentages.
PondNet	X						Yes	No	Yes	Flow and phosphorus routing in pond networks.
PondPack	X		[				No	No	Yes	PondPack can calculate first-flush volume, but does not model pollutants. It can be used to calculate pond infiltration.
RECARGA			X				No	No	Yes
SHSAM						X	No	Yes	No	Several flow-through structures including standard sumps, and proprietary systems such as CDS, Stormceptors, and Vortechs systems
SUSTAIN	X	X	X	X	X		Yes	Yes	Yes	Categorizes BMPs into Point BMPs, Linear BMPs, and Area BMPs
SWAT	X	X	X				Yes	Yes	Yes	Model offers many agricultural BMPs and practices, but limited urban BMPs at this time.
Virginia Runoff Reduction Method	X	X	X	X	X	X	Yes	No	Yes	Users input Event Mean Concentration (EMC) pollutant removal percentages for manufactured devices.
WARMF	X	X					Yes	Yes	Yes	Includes agriculture BMP assessment tools. Compatible with USEPA Basins
WinHSPF	X		X	X			Yes	Yes	Yes	USEPA BMP Web Toolkit available to assist with implementing structural BMPs such as detention basins, or infiltration BMPs that represent source control facilities, which capture runoff from small impervious areas (e.g., parking lots or rooftops).
WinSLAMM	X	X	X	X			Yes	Yes	Yes
XPSWMM	X		X		X		Yes	Yes	Yes	User defines parameter that can be used to simulate generalized constituents.

The Simple Method and MPCA Estimator

The Simple Method is a technique used for estimating storm pollutant export delivered from urban development sites. Pollutant loads are estimated as the product of event mean concentration and runoff depths over specified periods of time (usually annual or seasonal). The method was developed to provide an easy yet reasonably accurate means of predicting the change in pollutant loadings in response to development. Ohrel (2000) states: "In general, the Simple Method is most appropriate for small watersheds (<640 acres) and when quick and reasonable stormwater pollutant load estimates are required". Rainfall data, land use (runoff coefficients), land area, and pollutant concentration are needed to use the Simple Method. For more information on the Simple Method, see The Simple method to Calculate Urban Stormwater Loads or The Simple Method for estimating phosphorus export.

Some simple stormwater calculators utilize the Simple Method (EPA STEPL, Watershed Treatment Model). The MPCA developed a simple calculator for estimating load reductions for TSS, total phosphorus, and bacteria. Called the MPCA Estimator, this tool was developed specifically for complying with the MS4 General Permit TMDL annual reporting requirement. The MPCA Estimator provides default values for pollutant concentration, runoff coefficients for different land uses, and precipitation, although the user can modify these and is encouraged to do so when local data exist. The user is required to enter area for different land uses and area treated by BMPs within each of the land uses. BMPs include infiltrators (e.g. bioinfiltration, infiltration basin, tree trench, permeable pavement, etc.), filters (biofiltration, sand filter, green roof), constructed ponds and wetlands, and swales/filters. The MPCA Estimator includes standard removal efficiencies for these BMPs, but the user can modify those values if better data are available. Output from the calculator is given as a load reduction (percent, mass, or number of bacteria) from the original estimated load.

Caution: The MPCA Estimator should not be used for modeling a stormwater system or selecting BMPs.

Because the MPCA Estimator does not consider BMPs in series, makes simplifying assumptions about runoff and pollutant removal processes, and uses generalized default information, it should only be used for estimating pollutant reductions from an estimated load. It is not intended as a decision-making tool.

Download MPCA Estimator here

MIDS Calculator

Download the MIDS Calculator

The Minimal Impact Design Standards (MIDS) best management practice (BMP) calculator is a tool used to determine stormwater runoff volume and pollutant reduction capabilities of various low impact development (LID) BMPs. The MIDS calculator estimates the stormwater runoff volume reductions for various BMPs and annual pollutant load reductions for total phosphorus (including a breakdown between particulate and dissolved phosphorus) and total suspended solids (TSS). The calculator was intended for use on individual development sites, though capable modelers could modify its use for larger applications.

The MIDS calculator is designed in Microsoft Excel with a graphical user interface (GUI), packaged as a windows application, used to organize input parameters. The Excel spreadsheet conducts the calculations and stores parameters, while the GUI provides a platform that allows the user to enter data and presents results in a user-friendly manner.

Detailed guidance has been developed for all BMPs in the calculator, including infiltration practices. An overview of individual input parameters and workflows is presented in the MIDS Calculator User Documentation.

Credits based on reported literature values

A simplified approach to computing a credit would be to apply a reduction value found in literature to the pollutant mass load or concentration (EMC) of the infiltrationtion device. Concentration reductions resulting from treatment can be converted to mass reductions if the volume of stormwater treated is known.

Designers may use the pollutant reduction values reported in this manual or may research values from other databases and published literature. Designers who opt for this approach should

• select the median value from pollutant reduction databases that report a range of reductions, such as from the International BMP Database;
• select a pollutant removal reduction from literature that studied an infiltration device with site characteristics and climate similar to the device being considered for credits;
• review the article to determine that the design principles of the studied infiltration are close to the design recommendations for Minnesota, as described in this manual and/or by a local permitting agency; and
• give preference to literature that has been published in a peer-reviewed publication.

The following references summarize pollutant reduction values from multiple studies or sources that could be used to determine credits. Users should note that there is a wide range of monitored pollutant removal effectiveness in the literature. Before selecting a literature value, users should compare the characteristics of the monitored site in the literature against the characteristics of the proposed infiltration device, considering such conditions as watershed characteristics, infiltration sizing, soil infiltration rates, and climate factors.

• International Stormwater Best Management Practices (BMP) Database
  • Compilation of BMP performance studies
  • Provides values for TSS, Bacteria, Nutrients, and Metals
  • Applicable to grass strips, bioretention, bioswales, detention basins, green roofs, manufactured devices, media filters, porous pavements, wetland basins, and wetland channels
• Updated BMP Removal Efficiencies from the National Pollutant Removal Database (2007) & Acceptable BMP Table for Virginia
  • Provides data for several structural and non-structural BMP performance evaluations
• The Illinois Green Infrastructure Study
  • Figure ES-1 summarizes BMP effectiveness
  • Provides values for TN, TSS, peak flows / runoff volumes
  • Applicable to permeable pavements, constructed wetlands, infiltration, detention, filtration, and green roofs
• New Hampshire Stormwater Manual
  • Volume 2, Appendix B summarizes BMP effectiveness
  • Provides values for TSS, TN, and TP removal
  • Applicable to basins and wetlands, stormwater wetlands, infiltration practices, filtering practices, treatment swales, vegetated buffers, and pre-treatment practices
• Design Guidelines for Stormwater Bioretention Facilities. University of Wisconsin, Madison
  • Table 2-1 summarizes typical removal rates
  • Provides values for TSS, metals, TP, TKN, ammonium, organics, and bacteria
  • Applicable for bioretention
• BMP Performance Analysis. Prepared for US EPA Region 1, Boston MA.
  • Appendix B provides pollutant removal performance curves
  • Provides values for TP, TSS, and zinc
  • Pollutant removal broken down according to land use
  • Applicable to infiltration trench, infiltration basin, bioretention, grass swale, wet pond, and porous pavement
• Weiss, P.T., J.S. Gulliver and A.J. Erickson. 2005. The Cost and Effectiveness of Stormwater Management Practices: Final Report
  • Table 8 and Appendix B provides pollutant removal efficiencies for TSS and P
  • Applicable to wet basins, stormwater wetlands, bioretention filter, sand filter, infiltration trench, and filter strips/grass swales

Credits based on field monitoring

Field monitoring may be made in lieu of desktop calculations or models/calculators as described. Careful planning is HIGHLY RECOMMENDED before commencing a program to monitor the performance of a BMP. The general steps involved in planning and implementing BMP monitoring include the following.

1. Establish the objectives and goals of the monitoring. When monitoring BMP performance, typical objectives may include the following.
   1. Which pollutants will be measured?
   2. Will the monitoring study the performance of a single BMP or multiple BMPs?
   3. Are there any variables that will affect the BMP performance? Variables could include design approaches, maintenance activities, rainfall events, rainfall intensity, etc.
   4. Will the results be compared to other BMP performance studies?
   5. What should be the duration of the monitoring period? Is there a need to look at the annual performance vs the performance during a single rain event? Is there a need to assess the seasonal variation of BMP performance?
2. Plan the field activities. Field considerations include
   1. equipment selection and placement;
   2. sampling protocols including selection, storage, and delivery to the laboratory;
   3. laboratory services;
   4. health and Safety plans for field personnel;
   5. record keeping protocols and forms; and
   6. quality control and quality assurance protocols
3. Execute the field monitoring
4. Analyze the results

This manual contains the following guidance for monitoring.

• Recommendations and guidance for utilizing monitoring to meet TMDL permit requirements
• Recommendations and guidance for utilizing lake monitoring to meet TMDL permit requirements
• Recommendations and guidance for utilizing stream monitoring to meet TMDL permit requirements
• Recommendations and guidance for utilizing major stormwater outfall monitoring to meet TMDL permit requirements
• Recommendations and guidance for utilizing stormwater best management practice monitoring to meet TMDL permit requirements

The following guidance manuals have been developed to assist BMP owners and operators on how to plan and implement BMP performance monitoring.

Urban Stormwater BMP Performance Monitoring

Geosyntec Consultants and Wright Water Engineers prepared this guide in 2009 with support from the USEPA, Water Environment Research Foundation, Federal Highway Administration, and the Environment and Water Resource Institute of the American Society of Civil Engineers. This guide was developed to improve and standardize the protocols for all BMP monitoring and to provide additional guidance for Low Impact Development (LID) BMP monitoring. Highlighted chapters in this manual include:

• Chapter 2: Developing a monitoring plan. Describes a seven-step approach for developing a monitoring plan for collection of data to evaluate BMP effectiveness.
• Chapter 3: Methods and Equipment for hydrologic and hydraulic monitoring
• Chapter 4: Methods and equipment for water quality monitoring
• Chapters 5 (Implementation) and 6 (Data Management, Evaluation and Reporting)
• Chapter 7: BMP Performance Analysis
• Chapters 8 (LID Monitoring), 9 (LID data interpretation]), and 10 (Case studies).

Evaluation of Best Management Practices for Highway Runoff Control (NCHRP Report 565)

AASHTO (American Association of State Highway and Transportation Officials) and the FHWA (Federal Highway Administration) sponsored this 2006 research report, which was authored by Oregon State University, Geosyntec Consultants, the University of Florida, and the Low Impact Development Center. The primary purpose of this report is to advise on the selection and design of BMPs that are best suited for highway runoff. The document includes chapters on performance monitoring that may be a useful reference for BMP performance monitoring, especially for the performance assessment of a highway BMP.

• Chapter 4: Stormwater Characterization
  • 4.2: General Characteristics and Pollutant Sources
  • 4.3: Sources of Stormwater Quality data
• Chapter 8: Performance Evaluation
  • 8.1: Methodology Options
  • 8.5: Evaluation of Quality Performance for Individual BMPs
  • 8.6: Overall Hydrologic and Water Quality Performance Evaluation
• Chapter 10: Hydrologic Evaluation
  • 10.5: Performance Verification and Design Optimization

Investigation into the Feasibility of a National Testing and Evaluation Program for Stormwater Products and Practices

• In 2014 the Water Environment Federation released this White Paper that investigates the feasibility of a national program for the testing of stormwater products and practices. The report does not include any specific guidance on the monitoring of a BMP, but it does include a summary of the existing technical evaluation programs that could be consulted for testing results for specific products (see Table 1 on page 8).

Caltrans Stormwater Monitoring Guidance Manual (Document No. CTSW-OT-13-999.43.01)

The most current version of this manual was released by the State of California, Department of Transportation in November 2013. As with the other monitoring manuals described, this manual does include guidance on planning a stormwater monitoring program. However, this manual is among the most thorough for field activities. Relevant chapters include.

• Chapter 4: Monitoring Methods and Equipment
• Chapter 5: Analytical Methods and Laboratory Selection
• Chapter 6: Monitoring Site Selection
• Chapter 8: Equipment Installation and Maintenance
• Chapter 10: Pre-Storm Preparation
• Chapter 11: Sample Collection and Handling
• Chapter 12: Quality Assurance / Quality Control
• Chapter 13: Laboratory Reports and Data Review
• Chapter 15: Gross Solids Monitoring

Optimizing Stormwater Treatment Practices: A Handbook of Assessment and Maintenance

This online manual was developed in 2010 by Andrew Erickson, Peter Weiss, and John Gulliver from the University of Minnesota and St. Anthony Falls Hydraulic Laboratory with funding provided by the Minnesota Pollution Control Agency. The manual advises on a four-level process to assess the performance of a Best Management Practice.

• Level 1: Visual Inspection
• Level 2: Capacity Testing
• Level 3: Synthetic Runoff Testing
• Level 4: Monitoring

Level 1 activities do not produce numerical performance data that could be used to obtain a stormwater management credit. BMP owners and operators who are interested in using data obtained from Levels 2 and 3 should consult with the MPCA or other regulatory agency to determine if the results are appropriate for credit calculations. Level 4, Monitoring, is the method most frequently used for assessment of the performance of a BMP.

Use these links to obtain detailed information on the following topics related to BMP performance monitoring:

• Water Budget Measurement
• Sampling Methods
• Analysis of Water and Soils
• Data Analysis for Monitoring

Other Pollutants

In addition to TSS and phosphorus, infiltration practices can reduce loading of other pollutants. According to the International Stormwater Database, studies have shown that infiltration practices are effective at reducing concentration of pollutants, including nutrients, metals, bacteria, cyanide, oils and grease, Volatile Organic Compounds (VOC), and Biological Oxygen Demand (BOD). A compilation of the pollutant removal capabilities from a review of literature are summarized below.

Relative pollutant reduction from infiltration systems for metals, nitrogen, bacteria, and organics.
Link to this table

Pollutant Category	Constituent	Treatment Capabilities (Low = < 30%; Medium = 30-65%; High = 65 -100%)
Metals1	Cr, Cu, Zn	High2
	Ni, Pb
Nutrients	Total Nitrogen, TKN	Medium/High
Bacteria	Fecal Coliform, E. coli	High
Organics		High

¹ Results are for total metals only
² Treatment capabilities are based mainly on information from sources that referenced only metals as a category and did not provide individual efficiency for specific metals

References and suggested reading

• Bureau of Environmental Services. 2006. Effectiveness Evaluation of Best Management Practices for Stormwater Management in Portland, Oregon. Bureau of Environmental Services, Portland, Oregon.
• California Stormwater Quality Association. 2003. California Stormwater BMP Handbook-New Development and Redevelopment. California Stormwater Quality Association, Menlo Park, CA.
• Caltrans. 2004. BMP Retrofit Pilot Program Final Report, Report No. CTSW-RT-01-050. Division of Environmental Analysis. California Dept. of Transportation, Sacramento, CA.
• CDM Smith. 2012. Omaha Regional Stormwater Design Manual. Chapter 8 Stormwater Best Management Practices. Kansas City, MO.
• Caraco, Deborah, and Richard A. Claytor. 1997. Stormwater BMP Design: Supplement for Cold Climates. US Environmental Protection Agency.
• Denr, N. 2007. Stormwater Best Management Practices Manual. North Carolina Department of Environment and Natural Resources, Raleigh, North Carolina.
• Dorman, M. E., H. Hartigan, F. Johnson, and B. Maestri. 1988. Retention, detention, and overland flow for pollutant removal from highway stormwater runoff: interim guidelines for management measures. Final report, September 1985-June 1987. No. PB-89-133292/XAB. Versar, Inc., Springfield, VA (USA).
• Geosyntec Consultants and Wright Water Engineers. 2009. Urban Stormwater BMP Performance Monitoring. Prepared under Support from U.S. Environmental Protection Agency, Water Environment Research Foundation, Federal Highway Administration, Environmental and Water Resource Institute of the American Society of Civil Engineers.
• Gulliver, J. S., A. J. Erickson, and P.T. Weiss. 2010. Stormwater treatment: Assessment and maintenance. University of Minnesota, St. Anthony Falls Laboratory. Minneapolis, MN.
• Hathaway, J. M., W. F. Hunt, and S. Jadlocki. 2009. Indicator bacteria removal in storm-water best management practices in Charlotte, North Carolina. Journal of Environmental Engineering 135, no. 12: 1275-1285.
• Jaffe, et. al. 2010. The Illinois Green Infrastructure Study. Prepared by the University of Illinois at Chicago, Chicago Metropolitan Agency for Planning. Center for Neighborhood Technology, Illinois-Indiana Sea Grant College Program.
• Jurries, Dennis. 2003. Biofilters (Bioswales, Vegetative Buffers, & Constructed Wetlands) for Storm Water Discharge Pollution Removal. Quality, State of Oregon, Department of Environmental Quality (Ed.).
• Kurz, Raymond C. 1998. Removal of microbial indicators from stormwater using sand filtration, wet detention, and alum treatment: best management practices. PhD diss., University of South Florida.
• Leisenring, M., J. Clary, and P. Hobson. 2012. International Stormwater Best Management Practices (BMP) Database Pollutant Category Summary Statistical Addendum: TSS, Bacteria, Nutrients, and Metals.
• Muthukrishnan, Swarna. 2010. Treatment Of Heavy Metals In Stormwater Runoff Using Wet Pond And Wetland Mesocosms. In Proceedings of the Annual International Conference on Soils, Sediments, Water and Energy, vol. 11, no. 1, p.9.
• New Hampshire Department of Environmental Services. 2008. New Hampshire Stormwater Manual. Volume 2 Appendix B. Concord, NH.
• Schueler, T.R., Kumble, P.A., and Heraty, M.A. 1992. A Current Assessment of Urban Best Management Practices: Techniques for Reducing Non-Point Source Pollution in the Coastal Zone. Metropolitan Washington Council of Governments, Washington, D.C.
• Schueler, Thomas R. 1987. Controlling urban runoff: A practical manual for planning and designing urban BMPs. Washington, DC: Metropolitan Washington Council of Governments.
• State of California, Department of Transportation. 2013. Caltrans Stormwater Monitoring Guidance Manual. Sacramento, CA.
• TetraTech. 2008. BMP Performance Analysis. Prepared for US EPA Region 1, Boston, MA.
• Transportation Research Board. 2006. Evaluation of Best Management Practices for Highway Runoff Control. National Cooperative Highway Research program. Report No. 565.
• Water Environment Federation. 2014. Investigation into the Feasibility of a National Testing and Evaluation Program for Stormwater Products and Practices. A White Paper by the National Stormwater Testing and Evaluation of Products and Practices (STEPP) Workgroup Steering Committee.
• WEF, ASCE/EWRI. 2012. Design of Urban Stormwater Controls. WEF Manual of Practice No. 23, ASCE/EWRI Manuals and Reports on Engineering Practice No. 87. Prepared by the Design of Urban Stormwater Controls Task Forces of the Water Environment Federation and the American Society of Civil Engineers/Environmental & Water Resources Institute.
• Weiss, Peter T., John S. Gulliver, and Andrew J. Erickson. 2005. The Cost and Effectiveness of Stormwater Management Practices Final Report.. Published by: Minnesota Department of Transportation .
• Wossink, G. A. A., and Bill Hunt. 2003. The economics of structural stormwater BMPs in North Carolina. Water Resources Research Institute of the University of North Carolina.

Related pages

• Infiltration portal

• Overview for infiltration
• Types of infiltration
• Design criteria for infiltration
• Construction specifications for infiltration
• Operation and maintenance of stormwater infiltration practices
• Assessing the performance of infiltration
• Calculating credits for infiltration
• Cost-benefit considerations for infiltration
• Case studies for infiltration
• External resources for infiltration
• References for infiltration
• Requirements, recommendations and information for using infiltration basin/underground infiltration BMPs in the MIDS calculator

• Understanding and interpreting soils and soil boring reports for infiltration BMPs
• Determining soil infiltration rates
• Cold climate considerations for infiltration practices - See [1], [2]
• Calculating credits
  • Calculating credits for bioretention
  • Calculating credits for infiltration basin
  • Calculating credits for infiltration trench
  • Calculating credits for permeable pavement
  • Calculating credits for green roofs
  • Calculating credits for sand filter
  • Calculating credits for stormwater ponds
  • Calculating credits for stormwater wetlands
  • Calculating credits for iron enhanced sand filter
  • Calculating credits for swale
  • Calculating credits for tree trenches and tree boxes
  • Calculating credits for stormwater and rainwater harvest and use/reuse