This page provides a discussion of design elements and design steps for dry swales, which are often called grass swales. The following discussion includes dry swales used as filtration or infiltration practices, with the distinction being the presence of an underdrain for filtration practices.
The following terminology is used throughout this design page.
HIGHLY RECOMMENDED - Indicates design guidance that is extremely beneficial or necessary for proper functioning of the practice, but not specifically required by the MPCA CGP.
RECOMMENDED - Indicates design guidance that is helpful for practice performance but not critical to the design.
Use this link to access .pdf diagrams of CADD drawings. To see all filtration CADD images in a combined pdf, click here.
Before deciding to use a dry swale practice for stormwater management, it is helpful to consider several items that bear on the feasibility of using such a device at a given location. This section describes considerations in making an initial judgment as to whether or not a dry swale is the appropriate BMP for the site.
If a dry swale is being considered for infiltration, the following links provide additional information on specific constraints to infiltration (applicable to dry swales without an underdrain). The Construction Stormwater General Permit prohibits infiltration under certain conditions, which are summarized and discussed in detail at this link.
The RECOMMENDED maximum drainage area is typically 5 acres. Dry swales can be designed to convey runoff from larger drainage areas. However, volume reduction, water quality function, and ability to meet the MPCA CGP requirements is diminished.
Unless slope stability calculations demonstrate otherwise (for guidance on calculating slope stability, see [1], [2], [3]), it is HIGHLY RECOMMENDED that swales be located a minimum horizontal distance of 200 feet from down-gradient slopes greater than 20 percent, and that slopes in contributing drainage areas be limited to 15 percent.
If the swale is constructed as an infiltration practice, the following table summarizes required and recommended minimum horizontal and vertical setback distances from an infiltration practice to an above-ground or underground structure. It will be necessary to consult local ordinances for further guidance on siting infiltration practices.
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Required and recommended minimum vertical and horizontal separation distances. This represents the minimum distance from the infiltration practice to the structure of concern. If the structure is above-ground, the distance is measured from the edge of the BMP to the structure. If the structure is underground, the vertical separation distance represents the distance from the point of infiltration through the bottom of the system to the structure, while the horizontal separation (often called setback) distance is the shortest distance from the edge of the system to the structure.
Link to this table
Structure | Distance (feet) | Requirement or recommendation | Note(s) | |
---|---|---|---|---|
Vertical | Saturated soil | 3 | Requirement1 | |
Bedrock | 3 | Requirement1 | ||
Horizontal | Public supply well | 100 for sensitive wells; 50 for others3 | Requirement | |
Building/structure/property line2 | 10 | Recommended | ||
Surface water | none unless local requirements exist | If nearby stream is impaired for chloride, see [4] | ||
Septic system | 35 | Recommended | ||
Contaminated soil/groundwater | No specific distance. Infiltration must not mobilize contaminants. | |||
Slope | 200 | Recommended | from toe of slope >= 20% | |
Karst | 1000 up-gradient 100 down-gradient | Requirement1 | active karst |
1 Required under the Construction Stormwater General Permit
2 Minimum with slopes directed away from the building
3If treating an average of 10,000 gallons per day; otherwise separation distance is 300 feet
A separation distance of at least 3 feet is REQUIRED under the MPCA CGP between the bottom elevation of infiltration swales and the elevation of the seasonally high water table. Shallow bedrock areas should be avoided for dry swales with a minimum separation distance of 3 feet.
A field soil properties investigation is HIGHLY RECOMMENDED.
It is HIGHLY RECOMMENDED that underdrains and an impermeable liner be used for dry swales with filter media in active karst terrain because infiltration is typically not allowed in karst areas.. Geotechnical investigations are HIGHLY RECOMMENDED in karst areas.
See stormwater and wellhead protection for guidance and recommendations for determining the appropriateness of infiltrating stormwater in a Drinking Water Supply Management Area (DWSMA). For more information on source water protection see Minnesota Department of Health.
See NRCS Web Soil Survey for hydrologic soil descriptions for the swale location. A and B soils are potentially suitable for a dry swale without an underdrain (infiltration swale). C and D soils are potentially suitable for a dry swale with an underdrain (filtration practice). The maximum allowed field-measured infiltration rate shall not exceed 8.3 inches per hour for an infiltration swale.
Several considerations are made in this section for the conceptual design of dry swales. Further design guidance and specifications are made in the following sections.
It is HIGHLY RECOMMENDED that the design provide non-erosive flow velocities within the swale and at the outlet point to reduce downstream erosion. During the 10-year or 25-year storm (depending on local drainage criteria), discharge velocity should be kept below 4 feet per second for established grassed channels. Erosion control matting or rock should be specified if higher velocities are expected. See Erosion prevention practices for more information on erosion prevention practices.
Pretreatment prior to the dry swale such as vegetated filter strips or side slopes, small sedimentation basins, water quality inlets, or other pretreatment BMPs should be evaluated. If the dry swale is being used to meet the Construction Stormwater General Permit, pretreatment is required.
Although local drainage criteria may require a certain frequency event be used in the design, it is HIGHLY RECOMMENDED that larger events be considered depending on the adjacent property and associated risks.
The schematic at the right illustrates hydraulic parameters of a channel section. The area (A) is given by
\( A = ((b + d/tan(θ))d \)
the wetted perimeter (P) is given by
\( P = b + 2 (d / sin(θ)) \)
the hydraulic radius (R) is given by
\( R = (bd sin(θ) + d^2 cos(θ)) / (b sin(θ) + 2d) \)
and the flow quantity is given by Manning's Formula for swale sizing
\( Q = vA = 1.49/n AR^{0.67} S^{0.5} \)
where
Swales designed for filtration (i.e. swales that have an underdrain) typically have engineered media. The media is comprised of a combination of sand and organic material on top of a pea gravel bed that encases a perforated drain pipe. The media assists in the removal of fine particulate and dissolved pollutants, improving on the overall performance of swale systems. See design specifications for media. If the filtered water is eventually discharged to a receiving water impaired for phosphorus, the practice should be designed to minimize phosphorus loss.
Soils with high infiltration rates (A and B soils) typically do not utilize engineered media. Swales constructed on these soils are suitable for infiltration and underdrains are not needed.
Underdrains are used when drawdown requirements cannot be me (e.g. C and D soils) or when there are other constraints to infiltration (see constraints to infiltration). Underdrains are comprised of a perforated, PVC pipe laid within filter media to convey runoff to either a stable day-lit area, a second form of treatment, or the storm sewer. A solid-walled PVC section of piping should be connected to the perforated drain pipe with a “tee” junction piece and extended to the swale’s surface to serve as an inspection and cleanout access point. These observation/maintenance ports are spaced throughout the system. See specifications for underdrains.
Stormwater treatment in dry swales varies by design. For swales designed as infiltration practices, pollutants are attenuated through settling of sediment and adsorption of pollutants on soil media. Pollutants not attenuated by these processes will infiltrate deeply into the vadose zone, where they may be adsorbed, undergo chemical change, or leach to groundwater.
For swales designed as filtration practices, pollutants are attenuated through settling of sediment and adsorption of pollutants. Engineered media, which typically has a relatively organic matter content, is effective in attenuating metals, most organics, and bacteria. Soluble pollutants, such as nitrate, dissolved phosphorus, and chloride, may be taken up by vegetation but will largely be captured by the underdrain and returned to the stormwater drainage system. Unless lined, some infiltration will occur below the underdrain in filtration systems.
The use of impermeable check dams or weirs can enhance treatment by increasing the volume of water retained and increasing the contact time between soil or media and runoff water.
Vegetation plays a crucial role in dry swale treatment capacity, flow attenuation and stabilization of the swale itself (i.e., erosion control). It is HIGHLY RECEOMMENDED that preference is given to robust native, non-clump forming grasses as the predominant plant type within the swale flow area. Care must also be taken to consider species selection in light of sun exposure duration/timing as well as soil moisture, ponding depth and ponding duration.
Swales can be effectively integrated into the site planning process and aesthetically designed as attractive green spaces planted with native vegetation. Because vegetation is fundamental to the performance and function of the swale, aesthetically chosen vegetation may only be possible on the surface of the swales.
Considering management of snow, the following are recommended
For more information and example photos, see the section on snow and ice management.
Swales do not pose any major safety hazards. Potential hazards could occur from the steep side slope and checks of the swales if they are close to pedestrian traffic or roadways with no shoulders.
The use of temporary erosion control materials is REQUIRED in the design and construction of all swale types to allow for the establishment of firmly-rooted, dense vegetative cover. The dry swale bottom and side slopes up to the 10 year event should use robust erosion control matting that can resist the expected shear stresses associated with channelized flows. The matting should have a minimum life expectancy of three years. Upper banks of the swale slope should be protected by either similar matting or a straw/coconut blend erosion control blanket. See MNDOT specifications for guidance on selection of erosion control products.
Filter media used in dry swale designs should follow guidance on material specifications within the bioretention section of the MN Stormwater Manual.
The following are RECOMMENDED for infiltration practices with underdrains.
The procedure to size underdrains is typically determined by the project engineer. An example for sizing underdrains is found in the North Carolina Department of Environment and Natural Resources Stormwater BMP Manual. Underdrain spacing can be calculated using the following spreadsheet, which utilizes the vanSchilfgaarde Equation. The spreadsheet includes an example calculation. File:Underdrain spacing calculation.xlsx
See MNDOT Standard Specification 3601.
See MNDOT Standard Specifications 2461, 2573, 3137, 3301, 3491, 3601.
See MNDOT Standard Specifications 2571, 2574, 2575, 3861, 3876, 3878.
Refer to the swales plant list section of the manual for selection of Minnesota native plants to be used in swales. Care must be taken to specify plants for their position in the system (swale bottom, side slopes and buffer). For the bottom of the swale, preference should be given to robust non-clump forming grasses or sedges that can withstand flow forces as well as provide adequate filtration functions. It is also important to understand draw-down time not only within the channel itself, but in either in-situ soils or the filter media as plants have variable tolerance to the depth and duration of inundation as well as soil moisture period. Lastly, care should be taken to understand sun exposure and salt tolerance requirements of various plants to ensure a robust, dense establishment of vegetative cover.
Dry swale materials specifications
Link to this table
Parameter | Specification | Size | Note |
---|---|---|---|
Topsoil | Topsoil per MNDOT 3877 | n/a | Characteristic of local site soils |
Media sand | ASTM C-33 fine aggregate concrete sand | 0.02” to 0.04” | |
Check dam (pressure treated) | AWPA Standard C6 | 6” by 6” or 8” by 8” | Do not coat with creosote; embed at least 3’ into side slopes |
Check Dam (natural wood) | Black Locust, Red Mulberry, Cedars, Catalpa, White Oak, Chestnut Oak, Black Walnut | 6” to 12” diameter; notch as necessary | Do not use the following, as these species have a predisposition towards rot: Ash, Beech, Birch, Elm, Hackberry, Hemlock, Hickories, Maples, Red and Black Oak, Pines, Poplar, Spruce, Sweetgum, Willow |
Check dam (rock, rip rap) | Per local criteria | Size per requirements based on 10-year design flow | Cannot get water quality volume credit when using a permeable check dam |
Check dam (earth) | Per local criteria | Size per requirements based on 10-year design flow | Use clayey soils with low permeability |
Check dam (precast concrete) | Per pre-cast manufacturer | Size per requirements based on 10-year design flow | Testing of pre-cast concrete required: 28 day strength and slump test; all concrete design (cast-in-place or pre-cast) not using previously approved State or local standards requires design drawings sealed and approved by a licensed professional structural engineer. Embed at least 3’ into side slopes |
Filter Strip sand/gravel pervious berm | sand: per dry swale sand gravel; AASHTO M-43 | sand: 0.02” to 0.04” gravel: 1/2” to 1” | Mix with approximately 25% loam soil to support grass cover crop; see Bioretention planting soil notes for more detail |
Pea gravel diaphragm and curtain drain | ASTM D 448 | varies (No. 6) or (1/8” to 3/8”) | Use clean bank-run gravel |
Underdrain gravel | per pre-cast manufacturer | 1.5” to 3.5” | |
Underdrain | ASTM D-1785 or AASHTO M-278 | 6” rigid Schedule 40 PVC | 3/8” perf. @ 6” o.c.; 4 holes per row |
It is important to acknowledge that each site has unique and defining features that require site-specific design and analysis. The guidance provided below is intended to provide the fundamentals for designing dry swale systems to meet regulatory requirements but is not intended to substitute engineering judgment regarding the validity and feasibility associated with site-specific implementation. Designers need to be familiar with the hydrologic and hydraulic engineering principles that are the foundation of the design and they should also enlist the expertise of qualified individuals in stormwater management and stream restoration plantings with respect to developing appropriate planting plans and habitat improvement features.
Make a preliminary judgment as to whether site conditions are appropriate for the use of a dry swale, and identify its function (filtration or infiltration) in the overall treatment system.
A. Consider basic issues for initial suitability screening, including:
B. Determine how the swale will fit into the overall stormwater treatment system, including:
A. Determine whether the swale must comply with the MPCA CGP. To determine if permit compliance is required, see Permit Coverage and Limitations.
B. Check with local officials, watershed organizations, and other agencies to determine if there are any additional restrictions and/or surface water or watershed requirements that may apply.
16.10. Permittees must provide at least one soil boring, test pit or infiltrometer test in the location of the infiltration practice for determining infiltration rates.
Designers should evaluate soil properties during preliminary site layout with the intent of installing infiltration practices on soils with the highest infiltration rates ( hydrologic soil group A and B). Preliminary planning for the location of an infiltration device may be completed using a county soil survey or the NRCS Web Soil Survey. These publications provide HSG information for soils across Minnesota. To ensure long-term performance, however, field soil measurements are desired to provide site-specific data.
If the initial evaluation indicates that an infiltration practice would be a good BMP for the site, it is RECOMMENDED that soil borings or pits be dug within the proposed boundary of the infiltration practice to verify soil types and infiltration capacity characteristics and to determine the depth to groundwater and bedrock. Soil borings for building structural analysis are not acceptable. In all design scenarios, a minimum of one soil boring (two are recommended) shall be completed to a depth 5 feet below the bottom of the proposed infiltration Stormwater Control Measure (SCM or BMP) (Dakota County Soil and Water Conservation District, 2012) per ASTM D1586 (ASTM, 2011). For infiltration SCMs with surface area between 1000 and 5000 square feet, two borings shall be made. Between 5000 and 10000 square feet, three borings are needed, and for systems with greater than 10000 square feet in surface area, 4 or more borings are needed. For each additional 2500 square feet beyond 12,500 square feet, an additional soil boring should be made. Soil borings must be undertaken during the design phase (i.e. prior to the commencement of construction) to determine how extensive the soil testing will be during construction. Borings should be completed using continuous split spoon sampling, with blow counts being recorded to determine the level of compaction of the soil. Soil borings are needed to understand soil types, seasonally high groundwater table elevation, depth to karst, and bedrock elevations.
Recommended number of soil borings, pits or permeameter tests for bioretention design. Designers select one of these methods.
Link to this table
Surface area of stormwater control measure (BMP)(ft2) | Borings | Pits | Permeameter tests |
---|---|---|---|
< 1000 | 1 | 1 | 5 |
1000 to 5000 | 2 | 2 | 10 |
5000 to 10000 | 3 | 3 | 15 |
>10000 | 41 | 41 | 202 |
1an additional soil boring or pit should be completed for each additional 2,500 ft2 above 12,500 ft2
2an additional five permeameter tests should be completed for each additional 5,000 ft2 above 15,000 ft2
It is HIGHLY RECOMMENDED that soil profile descriptions be recorded and include the following information for each soil horizon or layer (Source: Site Evaluation for Stormwater Infiltration, Wisconsin Department of Natural Resources Conservation Practice Standards 2004):
It is RECOMMENDED that a standard soil boring form be used. A good example is File:Boring Pit Log form.docx. The NRCS Field Book for Describing and Sampling Soils provide detailed information for identifying soil characteristics. Munsell color charts can be found here.
It is HIGHLY RECOMMENDED that the field verification be conducted by a qualified geotechnical professional.
Groundwater mounding, the process by which a mound of water forms on the water table as a result of recharge at the surface, can be a limiting factor in the design and performance of infiltration practices. A groundwater mounding analysis is RECOMMENDED to verify separation distances required for infiltration practices. For more information on groundwater mounding, see the following sections in this manual.
Once the physical suitability evaluation is complete, it is HIGHLY RECOMMENDED that the better site design principles be applied in sizing and locating the filtration practice(s) on the development site. Given the drainage area, select the appropriate swale practice for the first iteration of the design process. Note: Information collected during the physical suitability evaluation (see Step 1) should be used to explore the potential for multiple swale practices versus relying on a single facility.
If the swale is being designed to meet the requirements of the MPCA Permit, the REQUIRED treatment volume is the water quality volume of 1 inch of runoff from the new impervious surfaces created from the project. If part of the overall Vwq is to be treated by other BMPs, subtract that portion from the Vwq to determine the part of the Vwq to be treated by the dry swale.
For swales, compute the following design parameters:
A. Calculate the maximum discharge loading per foot of swale width
\(q = (0.00236/n) · Y · 1.67 · S · 0.5 \)
Where:
B. Use a recommended hydrologic model to compute Qwq
C. Minimum swale length (in feet) = Qwq / q
Where:
Filtration swales (swales with an underdrain) include a bed consisting of a permeable soil layer at least 30 inches in depth, above a 6-inch diameter perforated PVC pipe (AASHTO M 252) longitudinal underdrain in a 12-inch gravel layer. The soil media should have an infiltration rate of at least 0.25 inches per hours with a maximum of 1.5 inches per hour and contain organic material to facilitate pollutant removal but not contribute to phosphorus leaching. A permeable filter fabric is placed between the gravel layer and the overlying soil. Dry swale channels are sized to store and filter the entire Vwq and allow for full filtering through the permeable soil layer.
Check for erosive velocities and modify design as appropriate based on local conveyance regulations. Provide a minimum of 6 inches of freeboard.
Design control to pass Vwq in 48 hours.
Inlets to swales must be provided with energy dissipaters such as riprap or geotextile reinforcement. Pretreatment of runoff is typically provided by a sediment forebay located at the inlet. Enhanced swale systems that receive direct concentrated runoff may have a 6-inch drop to a pea gravel diaphragm flow spreader at the upstream end of the control. A pea gravel diaphragm and gentle side slopes should be provided along the top of channels to provide pretreatment for lateral sheet flows. The underdrain system should discharge to the storm drainage infrastructure or a stable outfall.
Follow the design procedures identified in the Unified Sizing Criteria section of the Manual to determine the volume control and peak discharge requirements for water quality, recharge (not required), channel protection, overbank flood and extreme storm.
Model the proposed development scenario using a surface water model appropriate for the hydrologic and hydraulic design considerations specific to the site. This includes defining the parameters of the swale practice defined above: ponding elevation and area (defines the ponding volume), infiltration rate and method of application (effective filtration area), and outlet structure and/or flow diversion information. The results of this analysis can be used to determine whether or not the proposed design meets the applicable requirements. If not, the design will have to be re-evaluated.
A. Volume: Swale systems shall be sufficient to infiltrate a water quality volume of 1 inch of runoff from the new impervious surfaces created by the project. If this criterion is not met, increase the storage volume of the practice or treat excess water quality volume (Vwq) in an upstream or downstream BMP (see Step 5). If this requirement cannot be met, infiltrate to the extent possible and ensure that the remaining volume is treated through filtration.
B. Drawdown: Dry swales shall discharge through the soil or filter media in 48 hours or less. Additional flows that cannot be infiltrated or filtered in 48 hours should be routed to bypass the system through a stabilized discharge point.
A landscaping plan for a swale should be prepared to indicate how the enhanced swale system will be stabilized and established with vegetation. Landscape design should specify proper species and be based on specific site, soils, sun exposure and hydric conditions present along the swale. Further information on plant selection and use can be found in the Minnesota plant lists section.
See Operation and Maintenance section for guidance on preparing an O&M plan.
See Cost Considerations section for guidance on preparing a cost estimate that includes both construction and maintenance costs.